Ethics Pledge

The advisors, agents, and staff of Senior Financial Resources each pledge to adhere to the following principles and high standards of professional conduct:

  • I will always commit myself to protect and promote the interests of my clients, and will always conduct myself in a way that reflects well on my profession.
  • I will be totally honest when explaining my education and business background, professional designations, and years of industry experience.
  • I will be completely truthful by not exaggerating the realistic returns or future value one can expect from any product, transaction, service, or solution that I may recommend.
  • I will always disclose the important features of a product, transaction, service, or solution and disclose potential risks that may negatively affect future performance or value.
  • I will always consider both my client’s current and future needs to determine the proper suitability of any recommendations that I may make.
  • I will respect the confidentiality of any information entrusted to me or obtained in the course of my business or professional activities.
  • I will only use sales presentations and advertising materials, including product illustrations that are completely accurate and compliant with state and federal regulations.
  • I will always refer my clients to a more specialized professional advisor when their needs go beyond my current license or expertise.
  • I will consistently educate myself as to the new laws and regulations in my industry, and I will always act in good faith toward those I serve.

I hereby agree to the principles and mandates outlined in this pledge and understand my obligation to uphold appropriate business practices and high standards of professional conduct.

Thomas K. Brueckner

Thomas K. Brueckner

 Gina Mercier  

Gina Mercier

Leon Simoneau 

Leon Simoneau 

Sherry Simoneau 

Sherry Simoneau 

Brittany Terrizzi 

Brittany Terrizzi